UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) October 22, 2009
PennantPark Investment Corporation
(Exact name of registrant as specified in its charter)
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Maryland |
814-00736 |
20-8250744 |
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(State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
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590 Madison Avenue, 15th Floor, New York, NY |
10022 |
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| (Address of principal executive offices) | (Zip Code) |
Registrant's telephone number, including area code: 212-905-1000
Not Applicable
(Former name or former address, if changed since last report)
| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | ||
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |
Item 7.01. Regulation FD Disclosure.
On October 22, 2009, PennantPark Investment Corporation issued a press release announcing its scheduled earnings release for the fiscal year ended September 30, 2009. A copy of the press release is furnished as Exhibit 99.1 to this report, pursuant to Item 7.01 and Regulation FD.
Item 9.01. Financial Statements and Exhibits.
(a) Financial statements: (b) Pro forma financial information: (c) Shell company transactions: (d) Exhibits
None
None
None
99.1 Press Release of PennantPark Investment Corporation dated October 22, 2009
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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PennantPark Investment Corporation
(Registrant) |
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October 22, 2009
(Date) |
/s/ AVIV EFRAT
Aviv Efrat Chief Financial Officer & Treasurer |
Exhibit Index
| Exhibit No. | Description | |
| 99.1 | Press Release of PennantPark Investment Corporation dated October 22, 2009 |
EXHIBIT 99.1
PennantPark Investment Corporation Schedules Earnings Release of Fiscal Year Ended 2009 Results
NEW YORK, Oct. 22, 2009 (GLOBE NEWSWIRE) -- PennantPark Investment Corporation (the "Company") (Nasdaq:PNNT) announced today that it will report its fiscal year ended September 30, 2009 results on Wednesday, November 18, 2009 after the close of the financial markets.
The Company will also host a conference call at 10:00 a.m. (Eastern Time) on Thursday, November 19, 2009 to discuss the quarterly results. All interested parties are welcome to participate. You can access the conference call by dialing (888) 500-6955 approximately 5-10 minutes prior to the call. International callers should dial (719) 325-2171. All callers should reference PennantPark Investment Corporation. An archived replay of the call will be available through December 3, 2009 by calling (888) 203-1112. International callers please dial (719) 457-0820. For all replays, please reference conference ID #4343815.
About PennantPark Investment Corporation
PennantPark Investment Corporation is a business development company which principally invests in U.S. middle-market private companies in the form of mezzanine debt, senior secured loans and equity investments. From time to time, the Company may also invest in public companies whose securities are thinly traded or who have a market cap of less than $250 million. PennantPark Investment Corporation is managed by PennantPark Investment Advisers, LLC.
Forward-Looking Statements
This press release may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical facts included in this press release are forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the Securities and Exchange Commission. The Company undertakes no duty to update any forward-looking statements made herein. All forward-looking statements speak only as of the date of this press release.
CONTACT: PennantPark Investment Corporation
Aviv Efrat
(212) 905-1000
www.pennantpark.com