Market Makers
The following firms are believed to presently make a market in PennantPark Investment Corporation stock on the NYSE:
| COMPANY | PHONE | ADDRESS |
|---|---|---|
| Arlington Asset Investment Corporation | (703) 312-9500 | Potomac Tower 1001 19th Street North 18th Floor Arlington, VA 22209 |
| Automated Trading Desk LLC | (843) 789-2000 | 11 East Wall Street Mount Plesant, SC 29464 |
| B-Trade Services, LLC | (212) 448-5683 | 1633 Broadway 48th Floor New York, NY 10019 |
| Banc of America Securities, LLC | (201) 422-7600 | Bank Of America Corporate Center 100 North Tryon Street Charlotte, NC 28255 |
| BMO Capital Markets | (212) 605-1646 | Three Times Square New York, NY 10036 |
| Cantor Fitzgerald Partners | (212) 829-4856 | 135 East 57th Street Third Floor New York, NY 10022 |
| CIBC World Markets Corporation | (212) 856-4000 | 300 Madison Avenue New York, NY 10017 |
| Citadel Derivatives Group, LLC | (312) 395-3121 | 131 South Dearborn Street 32nd Floor Chicago, IL 60603 |
| Cowen & Company, LLC | (646) 562-1000 | 1221 Avenue of the Americas 14th Floor New York, NY 10020 |
| Credit Suisse Securities (USA), LLC | (212) 325-2000 | 11 Madison Avenue New York, NY 10010 |
| E*Trade Capital Markets, LLC | (312) 294-7846 | One Financial Place 440 South La Salle Street Suite 3030 Chicago, IL 60605 |
| Goldman, Sachs & Company | (212) 902-1000 | 85 Broad Street New York, NY 10004 |
| Hill, Thompson, Magid & Company, Inc. | (201) 434-6900 | 15 Exchange Place Suite 800 Jersey City, NJ 07302 |
| Hudson Securities, Inc. | (201) 216-0100 | 525 Washington Boulevard Suite 3600 Jersey City, NJ 07310 |
| J.P. Morgan Securities, Inc. | (888) 242-7389 | 270 Park Avenue New York, NY 10017 |
| Keefe, Bruyette & Woods, Inc. | (212) 887-7777 | 787 Seventh Avenue Fourth Floor New York, NY 10019 |
| Knight Equity Markets, LP | (201) 557-6844 | 545 Washington Boulevard Jersey City, NJ 07310 |
| Maxim Group, LLC | (516) 393-8300 | 99 Sunnyside Boulevard Extension Woodbury, NY 11797 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | (800) 637-7455 | Merrill Lynch World Headquarters North Tower World Financial Center New York, NY 10080 |
| National Financial Services, LLC | (800) 877-2410 | Two Seaport Lane ZE7F Boston, MA 02210 |
| RBC Capital Markets Corporation | (612) 371-2711 | 60 South Sixth Street P.O. Box 1160 Minneapolis, MN 55402 |
| Stifel, Nicolaus & Company, Inc. | (314) 342-2000 | 501 North Broadway Saint Louis, MO 63102 |
| SunTrust Robinson Humphrey, Inc. | (404) 926-5217 | Atlanta Financial Center 3333 Peachtree Road, NE Atlanta, GA 30326 |
| Susquehanna Capital Group | (610) 617-2600 | 401 City Line Avenue Suite 220 Bala Cynwyd, PA 19004 |
| TD Ameritrade | (800) 368-3668 | 135 Green Street Jersey City, NJ 07302 |
| Tradition Asiel Securities, Inc. | (212) 791-4500 | 75 Park Place Fourth Floor New York, NY 10007 |
| UBS Securities, LLC | (203) 719-3000 | 677 Washington Boulevard Stamford, CT 06901 |
| Wachovia Capital Markets, LLC | (704) 715-5320 | 301 South College Street Eighth Floor Charlotte, NC 28288 |